What Is a Preliminary Hearing in California?

A preliminary hearing (often called a “prelim”) is a court proceeding in felony cases where a judge determines whether there is enough evidence to require the defendant to stand trial.

It is not a trial. It is a screening mechanism to weed out baseless charges or narrow the scope of a future jury trial.

The primary governing statutes include:

Penal Code §859b

Time limits for holding a preliminary hearing

Penal Code §866

Conduct of the preliminary examination

Penal Code §872

Standard for holding a defendant to answer

Penal Code §1203.2(b)

(sometimes implicated if probation is involved)

Proposition 115 (1990)

Amended Penal Code §872 to allow limited hearsay through qualified law enforcement testimony

A preliminary hearing applies only to felony cases. Misdemeanors do not have prelims.

What Is the Purpose of a Preliminary Hearing?

The purpose is narrow; to determine whether there is probable cause to believe:

  1. A felony was committed, and
  2. The defendant committed it.

The judge does not determine guilt or innocence. This standard is much lower than “beyond a reasonable doubt.”

Timing – Penal Code §859b

Under Penal Code §859b, the preliminary hearing must generally be held within:

  • 10 court days of arraignment (If they fail to have the hearing, an in custody defendant must be released from custody. If they fail to have the hearing and the defendant was out of custody–there is no real remedy).
  • 60 days from arraignment unless time is waived (any violation of this would require dismissal)

Strategic decisions are often made about whether to waive time. The hearing does not have to be held in that period of time–but the accused has the right to demand it within that period of time if they so choose.

Burden of Proof – Penal Code §872

At the preliminary hearing, the prosecution must show:

  • “Sufficient cause” (probable cause) to believe the defendant committed the offense.

This is a much lower standard than at trial. If the judge finds probable cause, the defendant is “held to answer,” and the case proceeds to Superior Court for trial. If not, charges can be dismissed — though the prosecution may have options to refile in some circumstances.

How a Preliminary Hearing Is Conducted

The proceeding resembles a bench trial but is more limited.

Prosecution Presents Evidence

The District Attorney typically:

  • Calls witnesses
  • Introduces documents
  • Presents physical evidence
  • Relies heavily on police testimony

Defense May Cross-Examine

Defense counsel has the right to:

  • Cross-examine witnesses
  • Challenge credibility
  • Expose inconsistencies
  • Develop impeachment material
  • Argue insufficiency

The defense is not required to present evidence and often strategically does not. This decision is case specific and requires much thought and tactical decisionmaking.

Hearsay Is Allowed – Proposition 115

One of the most important features of a preliminary hearing is that hearsay is permitted — in limited form.

Under Proposition 115 (amending Penal Code §872):

  • A qualified law enforcement officer may testify to hearsay statements
  • This typically includes victim statements and witness statements
  • Only one level of hearsay is allowed

This means the prosecution does not necessarily need to call the actual victim or civilian witnesses at the preliminary stage. The officer can simply related what the witness told them directly.

However:

  • The officer must be properly qualified
  • The hearsay must be reliable
  • The defense can challenge the scope and foundation
  • Double hearsay is not allowed (Witness told Officer X who then told me)

Rules That Differ from Trial

Preliminary hearings differ from trials in several ways:

  • No jury — decided by a judge
  • Lower burden of proof
  • One level of hearsay permitted
  • Limited discovery may still be pending
  • Evidence rules are more relaxed
  • The judge’s credibility determinations are limited to probable cause

Strategic Purposes of a Preliminary Hearing

Although the burden is low, prelims serve several important strategic functions.

1. Discovery Tool

Prelims lock in:

  • Officer testimony
  • Witness statements
  • Timeline details
  • Charging theory

This testimony can later be used for impeachment at trial. Often time the goal is to “marry them to the report” so they can’t change it later.

2. Charge Reduction Opportunities

Judges may:

  • Dismiss unsupported counts
  • Reduce felony charges
  • Reject enhancement allegations

3. Bail Reconsideration

If testimony weakens the prosecution’s case, defense counsel may:

  • Move to reduce bail
  • Argue for OR release

4. Early Litigation of Legal Issues

While suppression motions under Penal Code §1538.5 are separate proceedings, the preliminary hearing often reveals:

  • Search issues
  • Probable cause weaknesses
  • Timeline inconsistencies

Defense Strategy Considerations

Whether to fully litigate a prelim or limit cross-examination is a strategic decision.

Factors include:

  • Strength of the prosecution’s case
  • Witness availability
  • Risk of revealing defense strategy
  • Desire to preserve impeachment material
  • Negotiation posture

In some cases, an aggressive cross-examination exposes fatal weaknesses.

In others, restraint preserves leverage for negotiation.

What Happens After the Preliminary Hearing?

If the defendant is held to answer:

  1. The case moves to Superior Court.
  2. The prosecution files an Information (formal charging document).
  3. The defendant is arraigned again in Superior Court.
  4. The case proceeds toward motions and trial.

If charges are dismissed, the prosecution may have limited ability to refile depending on the basis of dismissal.

Common Misconceptions

“If I win the prelim, the case is over.”

  • Not always — refiling may be possible.

“If I lose the prelim, I’ve lost the case.”

  • No. The standard is low. Trial remains a separate proceeding.

“The victim has to testify.”

  • Not necessarily, due to Proposition 115 hearsay allowances.

Bottom Line

A preliminary hearing under Penal Code §§859b, 866, and 872, as shaped by Proposition 115, is:

  • A probable cause screening
  • A discovery opportunity
  • A strategic inflection point
  • A leverage-setting proceeding

It is not a trial — but it often shapes everything that follows.

Next Step

If you or a family member is facing a felony case headed to a preliminary hearing in California — and you want a defense review focused on the specific charges filed, the probable cause issues, hearsay limits under Proposition 115, and strategic options before the hearing — you can send your information to me here:

Secure online intake form